Senior Investment Analyst

Senior Investment Analyst

Location:  640 5th Ave., FL 4, New York, NY 10019 & Remote

The Senior Investment Analyst is responsible for market analysis for the asset management division which includes due diligence on mutual funds, ETFs, separate account managers and portfolio rebalancing. This individual is also responsible for representing the various asset management products both internally and externally.


  • Economic Market Analysis
    • Maintain knowledge on broad market, economic trends, and global issues
    • Analyze prevailing market conditions and their effects on the portfolios
    • Perform a correlation review of all asset classes held in the models to determine the portfolios’ standard deviation
    • Write quarterly market commentary
    • Participate as part of the Investment Policy Committee by offering options on market movements, portfolio changes and risk management
    • Be deeply knowledgeable and educate advisors on economic house view and product positioning through personal client meetings/calls, group presentations and white papers
    • Lead discussions on portfolio rebalancing based on economic modeling
  • Sales/Marketing
    •  When necessary engage in speaking events for clients and advisors about current economic theory
    • Answer advisors questions on all trading activity, market analysis, and portfolio rebalancing
    • Assist in marketing efforts of products by giving sales and training branch presentations, hosting firm conference calls and webinars
    • Assist advisors in client conference calls, Skype presentations, seminars and portfolio reviews
    • Assist Advisors in preparing customized portfolio analysis and constructing portfolios for clients
    • Represent the division at corporate conferences and in field with Advisors
    • Assist in creating new programs for Advisors
  • Research/Due Diligence
    • Coordinate efforts amongst the research staff to finalize projects assign responsibilities and help set agenda for portfolio and research discussions
    • Use Morningstar and Bloomberg software to analyze each position in each the LAMP models
    • Research fund and manager alternatives and maintain watch list on existing investments
    • Perform due diligence on each of the Separate Account Managers to verify they are maintaining their investment discipline and performing relative to their peers
    • Analyze universe of separate account managers and schedule due diligence meetings to determine if they should be added to the ICS platform
    • Research fund options on various annuity and 401k platforms and manage and execute portfolio creation and rebalances
    • Run portfolio analysis on current accounts and perspective accounts and prepare client-friendly reports.
    • Design high net worth portfolios including separate account managers and alternative investments to meet the growing demand for multi-million dollar proposals.
  •  Trading/Rebalancing
    • Monitor concentration percentages of each fund for trading and risk management
    • Monitor cash flows in LAMP accounts and execute trades accordingly

Education Requirements:

  • 4 -year college degree

Basic Requirements:

  • Excellent verbal and written communication skills as well as strong organizational skills
  • Minimum of 4-7 years experience as a licensed financial professional
  • FINRA series 7
  • Must possess excellent computer skills and be proficient using Microsoft applications including Word, Excel, PowerPoint and Outlook.
  • Registered Investment Advisor license required for position (Series 65 or 66), can be attained once hired
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Equal Opportunity Employer

Advisor Group is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.


Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Advisor Group.

Unqualified Applications

Advisor Group does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting.

Recruiting Agencies

Advisor Group only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions. Fees will not be paid for unsolicited submissions.